Ownership Profile

Shareholder Breakdown
Shareholder Holders Values ($) % O/S Shares
Institution 84 70 20.18 6,564,427
Mutual Fund 12 6 1.73 561,384
Institutional Shareholder Rotation
Shareholder Holders Values Change ($) % O/S Shares Change
Buyers 34 5.35 1.51 490,601
Sellers 35 -6.61 1.85 -600,296
Net -- -1.26 0.34 -109,695
Institutional Shareholder Concentration
Shareholder Values ($) % O/S Shares
Top 10 Inst. 41 11.75 3,821,339
Top 20 Inst. 56.49 16.15 5,254,470
Top 50 Inst. 69.01 19.75 6,424,159
Total Inst. 69.01 19.75 6,424,159
Institutional Shareholder Style
Shareholder Holders Values ($) % O/S Shares
Index 6 6 1.55 504,459
CoreGrowth 9 7 1.92 625,380
Growth 2 1 0.19 63,172
Yield 3 7 1.87 608,668
BrokerDealer 11 9 2.76 898,993
GARP 3 3 1.01 329,154
HedgeFund 9 11 3.00 975,833
CoreValue 9 4 1.13 366,257
DeepValue 3 6 1.57 509,816
Top Holders: Institutional Investor
Holder Shares Held % O/S Shares Change Filing Date
Gladstone (David John) 621,973 1.91 5,000 06/19/2017
Advisors Asset Management, Inc. 551,805 1.70 -92,187 12/31/2017
LSV Asset Management 494,816 1.52 0 12/31/2017
UBS Financial Services, Inc. 385,100 1.18 -54,732 12/31/2017
BMO Capital Markets (US) 364,000 1.12 0 03/31/2018
Ladenburg Thalmann Asset Management Inc. (LTAM) 360,367 1.11 1,825 12/31/2017
Two Sigma Investments, LP 292,539 0.90 -32,827 12/31/2017
Van Eck Associates Corporation 251,498 0.77 4,175 12/31/2017
Outfitter Advisors, Ltd. 249,915 0.77 6,750 12/31/2017
Davenport Asset Management 249,326 0.77 -15,084 03/31/2018
BlackRock Asset Management Ireland Limited 208,736 0.64 17,156 12/31/2017
CUE Financial Group, Inc. 200,050 0.62 -11,500 03/31/2018
Janney Montgomery Scott LLC 179,537 0.55 160 03/31/2018
Morgan Stanley & Co. LLC 145,182 0.45 -57,671 12/31/2017
Advantage Investment Management, LLC 137,519 0.42 1,061 12/31/2017
California Public Employees' Retirement System 122,600 0.38 40,600 12/31/2017
GSA Capital Partners LLP 121,600 0.37 -42,800 12/31/2017
Morgan Stanley Wealth Management 114,171 0.35 3,424 12/31/2017
Millennium Management LLC 105,456 0.32 73,303 12/31/2017
Legal & General Investment Management Ltd. 98,280 0.30 6,193 12/31/2017
WEDGE Capital Management, L.L.P. 97,000 0.30 0 12/31/2017
Dullum (David A R) 87,565 0.27 23,000 03/05/2018
William Blair & Company, L.L.C. (Research) 75,566 0.23 5,437 12/31/2017
LPL Financial LLC 69,349 0.21 53,856 12/31/2017
Nuveen Asset Management, LLC 64,447 0.20 -27,150 12/31/2017
WFG Advisors LP 60,928 0.19 30,102 06/30/2017
Arrowstreet Capital, Limited Partnership 60,794 0.19 60,794 12/31/2017
Sound Income Strategies, LLC 56,833 0.17 56,833 12/31/2017
Garner Asset Management Corporation 53,495 0.16 -1,935 03/31/2018
Cornerstone Wealth Management, LLC 53,086 0.16 54 03/31/2018
Alps Advisors, Inc. 46,363 0.14 46,363 03/31/2018
Archford Capital Strategies, LLC 43,779 0.13 -8,000 12/31/2017
Wells Fargo Advisors 37,682 0.12 -3,000 12/31/2017
Brubaker (Theresa Lee) 35,452 0.11 -197,753 06/19/2017
Harris Associates L.P. 32,600 0.10 0 01/31/2018
Stratos Wealth Partners, Ltd. 32,432 0.10 16,768 12/31/2017
RBC Capital Markets Wealth Management 29,218 0.09 -302 12/31/2017
Commonwealth Financial Network 26,476 0.08 9,452 12/31/2017
Susquehanna Financial Group, LLLP 25,093 0.08 5,737 12/31/2017
Tudor Investment Corporation 23,067 0.07 9,455 12/31/2017
J.P. Morgan Securities LLC 19,658 0.06 -10,650 12/31/2017
Parametric Portfolio Associates LLC 18,692 0.06 -31 12/31/2017
Raymond James & Associates, Inc. 17,833 0.05 -1,082 12/31/2017
Eagle Global Advisors, LLC 17,173 0.05 0 12/31/2017
Ninepoint Partners LP 17,000 0.05 0 12/31/2017
Sprott, Inc. 17,000 0.05 17,000 09/30/2017
Wilkinson (Walter H Jr) 14,020 0.04 5,730 11/28/2017
Invesco PowerShares Capital Management LLC 13,273 0.04 8,724 03/31/2018
Parker (Anthony W) 11,915 0.04 995 06/19/2017
Doyle Wealth Management, Inc. 11,900 0.04 0 12/31/2017

Ownership data is provided by Thomson Reuters, a third party service, and Gladstone Investment Corporation does not maintain or provide information directly to this service.

NASDAQ: GAIN
12.09
+ 0.10 (0.83%)
3:14 PM ET on Jun 18, 2018
Delayed at least 20 minutes.