Ownership Profile

Shareholder Breakdown
Shareholder Holders Values ($) % O/S Shares
Institution 93 67 22.29 7,251,226
Mutual Fund 14 8 2.79 907,330
Institutional Shareholder Rotation
Shareholder Holders Values Change ($) % O/S Shares Change
Buyers 40 7.12 2.33 758,326
Sellers 43 -11.77 3.91 -1,270,864
Net -- -4.65 1.58 -512,538
Institutional Shareholder Concentration
Shareholder Values ($) % O/S Shares
Top 10 Inst. 40 13.26 4,312,033
Top 20 Inst. 56.32 18.72 6,088,062
Top 50 Inst. 65.87 21.87 7,111,865
Total Inst. 65.87 21.87 7,111,865
Institutional Shareholder Style
Shareholder Holders Values ($) % O/S Shares
Index 7 5 1.84 599,536
CoreGrowth 13 6 1.95 634,319
Growth 2 0 0.16 53,366
IncomeValue 1 0 0.05 15,000
Yield 3 8 2.48 807,239
BrokerDealer 13 8 2.77 899,772
GARP 4 4 1.19 387,706
HedgeFund 10 10 3.34 1,086,056
CoreValue 10 5 1.73 562,884
DeepValue 3 5 1.56 508,627
Top Holders: Institutional Investor
Holder Shares Held % O/S Shares Change Filing Date
Advisors Asset Management, Inc. 782,668 2.41 -12,499 06/30/2017
Gladstone (David John) 621,973 1.91 0 06/19/2017
LSV Asset Management 501,916 1.54 5,417 06/30/2017
Two Sigma Investments, LP 425,175 1.31 55,446 06/30/2017
UBS Financial Services, Inc. 407,633 1.25 -338,844 06/30/2017
BMO Capital Markets (US) 364,000 1.12 364,000 06/30/2017
Ladenburg Thalmann Asset Management Inc. (LTAM) 344,610 1.06 20,022 06/30/2017
Davenport Asset Management 317,817 0.98 14,807 06/30/2017
Van Eck Associates Corporation 280,855 0.86 49,373 06/30/2017
British Columbia Investment Management Corp. 265,386 0.82 -25,666 03/31/2016
Outfitter Advisors, Ltd. 246,265 0.76 2,800 06/30/2017
GSA Capital Partners LLP 242,700 0.75 102,100 06/30/2017
CUE Financial Group, Inc. 216,750 0.67 -2,000 06/30/2017
Morgan Stanley & Co. LLC 209,780 0.64 -24,419 06/30/2017
BlackRock Asset Management Ireland Limited 205,927 0.63 -42,521 06/30/2017
Janney Montgomery Scott LLC 178,861 0.55 10,100 06/30/2017
Advantage Investment Management, LLC 132,969 0.41 11,523 06/30/2017
BlackRock Advisors (UK) Limited 131,320 0.40 -867 01/31/2016
Morgan Stanley Wealth Management 108,122 0.33 528 06/30/2017
Nuveen Asset Management, LLC 103,335 0.32 -29,529 06/30/2017
WEDGE Capital Management, L.L.P. 97,000 0.30 0 06/30/2017
Dullum (David A R) 82,565 0.25 9,000 03/13/2017
California Public Employees' Retirement System 82,000 0.25 0 06/30/2017
Legal & General Investment Management Ltd. 80,258 0.25 8,415 06/30/2017
ICM Asset Management, Inc. 60,945 0.19 -1,460 06/30/2017
Cornerstone Wealth Management, LLC 55,183 0.17 -16,522 06/30/2017
Archford Capital Strategies, LLC 41,779 0.13 0 03/31/2017
Wells Fargo Advisors 38,585 0.12 4 06/30/2017
Brubaker (Theresa Lee) 35,452 0.11 6,280 06/19/2017
Harris Associates L.P. 32,600 0.10 0 04/30/2017
Susquehanna Financial Group, LLLP 31,196 0.10 31,196 06/30/2017
WFG Advisors LP 30,826 0.09 -11,952 03/31/2017
Confluence Investment Management LLC 29,360 0.09 -113,173 06/30/2017
Mackenzie Financial Corporation 28,025 0.09 0 06/30/2017
Raymond James & Associates, Inc. 26,984 0.08 -2,069 06/30/2017
RBC Capital Markets Wealth Management 24,107 0.07 103 06/30/2017
Berson & Corrado Investment Advisors, LLC 23,486 0.07 -975 06/30/2017
Yellowstone Partners LLC 22,540 0.07 1,990 09/30/2016
Blackstone Alternative Investment Advisors LLC 22,400 0.07 1,300 09/30/2016
OxFORD Asset Management 20,367 0.06 -13,029 06/30/2017
Parametric Portfolio Associates LLC 18,727 0.06 148 06/30/2017
Eagle Global Advisors, LLC 18,173 0.06 -1,800 06/30/2017
A.R.T. Advisors, LLC 18,000 0.06 18,000 06/30/2017
Sprott Asset Management LP 17,000 0.05 0 06/30/2017
LPL Financial LLC 16,471 0.05 -42,358 06/30/2017
Commonwealth Financial Network 16,293 0.05 2,123 06/30/2017
Crow Point Partners, LLC 15,000 0.05 15,000 06/30/2017
Stratos Wealth Partners, Ltd. 14,614 0.04 2,382 06/30/2017
Tudor Investment Corporation 11,952 0.04 1,152 06/30/2017
Parker (Anthony W) 11,915 0.04 995 06/19/2017

Ownership data is provided by Thomson Reuters, a third party service, and Gladstone Investment Corporation does not maintain or provide information directly to this service.

NASDAQ: GAIN
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+ 0.05 (0.57%)
11:05 AM ET on Aug 17, 2017
Delayed at least 20 minutes.